Practical issues for directors, senior managers and senior compliance professionals working in Guernsey's regulated financial services industry will be the theme of Collas Crill's next risk half-day conference on the 3 October.
Hosted by Collas Crill's knowledgeable, commercial and friendly Risk and Regulatory team, we will also be joined by two guest speakers both actively involved in regulatory developments: James Purchas of 4 Pump Court and Graeme McPherson QC of 4 New Square.
Both James and Graeme are highly regarded barristers in their field involved in ongoing offshore cases.
AGENDA
- 8:30 - Registration
- 9:00 - 9:10 Introduction
- 9:10 - 9:45 James Purchas, Barrister, 4 Pump Court
- James will discuss the trials and tribulations of senior management focusing on potential liabilities. This will include a look at some of the sources and obligations that arise as well as mitigating exposure by D&O insurance with an overview of what is (and is not) covered all with reference to cases.
- James will discuss the trials and tribulations of senior management focusing on potential liabilities. This will include a look at some of the sources and obligations that arise as well as mitigating exposure by D&O insurance with an overview of what is (and is not) covered all with reference to cases.
- 10:00 - 11:15 Collas Crill Risk & Regulatory team will discuss key developments and issues in Guernsey including:
- Bribery & Corruption – Lessons to be learnt from recent case law.
- Corporate Governance & Oversight – A look at recent developments and trends in the Corporate Governance sphere and regulatory expectations.
- Information Management & the Regulators – What the GDPR means for regulated entities and how to manage varying obligations around data retention.
- Regulatory Update – A look at the evolving landscape in light of the consultations released by the Regulator in 2017.
- 11:30 - 12:10 Graeme McPherson QC, Barrister, 4 New Square
- Graeme will discuss the issues surrounding regulatory investigations and the enforcement process, including preparation for and dealing with tribunal hearings.
- Graeme will discuss the issues surrounding regulatory investigations and the enforcement process, including preparation for and dealing with tribunal hearings.
- 12:10 - 12:30 Questions & close
WHO SHOULD ATTEND: Directors, senior managers and senior compliance professionals working in Guernsey's regulated financial services businesses
COST: £80
WHERE: The Regency Room, The Old Government House Hotel, St Peter Port
WHEN: Tuesday 3 October 2017
TIMINGS: Registration from 8:30am onwards. Speakers commence at 9:00am sharp, close at 12:30pm
To book your place, please click here. If you have any queries, please email events@collascrill.com.
